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Welcome to Compliance
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Web
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A.
Basel ii and Solvency ii
Basel ii
Training
Courses
designed to provide with the knowledge and skills needed to
understand and support Basel
ii compliance.
www.basel-ii-training.com
Every
single "personal branding expert" recommends membership to
professional associations. At every stage of your education,
training, and career, the Basel ii Compliance Professionals
Association
provides
information and services you can use. 15+
of the best headhunters of the world are members of our association
and add the members in their database, so you may have new
opportunities.
www.basel-ii-association.com
Solvency ii
Training
Courses
and presentations designed to provide with the knowledge and skills
needed to understand and support compliance with the Solvency ii and
the Reinsurance directives of the European Union.
The
implementation of the Solvency II regime can benefit greatly from
the experience and lessons learned during the Basel II projects in
the world.
www.solvency-ii-training.com
Solvency ii
Association
The new directive of the
European Union for the Insurance sector.
15+
of the best headhunters of the world are members of our association
and add the members in their database, so you may have new
opportunities.
www.solvency-ii-association.com
Own Risk and Solvency Assessment
(ORSA) The entirety of the processes and procedures employed to identify, assess, monitor, manage, and report the short and long term risks a (re)insurance undertaking faces or may face - and to determine the own funds necessary to ensure that the undertaking’s overall solvency needs are met at all times. www.own-risk-and-solvency-assessment.com Solvency Capital Requirement According to the Solvency ii Directive, The Solvency Capital Requirement reflects a level of eligible own funds that enables insurance and reinsurance undertakings to absorb significant losses and that gives reasonable assurance to policyholders and beneficiaries that payments will be made as they fall due. www.solvency-capital-requirement.com Minimum Capital Requirement According to the Solvency ii Directive, when the amount of eligible basic own funds falls below the Minimum Capital Requirement, the authorisation of insurance and reinsurance undertakings should be withdrawn, if those undertakings are unable to re-establish the amount of eligible basic own funds at the level of the Minimum Capital Requirement within a short period of time. www.minimum-capital-requirement.com Risk Management and Insurance Risk Identification, Analysis, Quantification and Management is a very important part of every Solvency ii project. Solvency II adopts an economic risk-based approach which allows for a system that reflects the true risk profile of insurance and reinsurance undertakings. www.risk-management-insurance.com Captive Insurance and Reinsurance Companies after Solvency ii These companies provide insurance or reinsurance cover exclusively for the risks of the undertaking or undertakings to which they belong. The proportionality principle and the Solvency ii requirements www.solvency-ii-captives.com Solvency and Financial Condition Report The challenges of Pillar 3, Solvency ii. An annual report covering essential and concise information on their solvency and financial condition www.solvency-and-financial-condition-report.com Group support regime, Solvency ii Group support is a commitment (a legally binding declaration) by a parent undertaking to transfer capital to the subsidiaries if it is needed, subject to supervisory approval. www.group-support-regime.com Mark-to-market, Mark-to-model, Mark-to-hope Mark-to-market is the valuation of assets at their current market price. Mark-to-model is the valuation of assets based on guesswork, assumptions and financial models. Both approaches have advantages and disadvantages www.mark-to-model.com Basel ii Accord (Information and documents used in our compliance training classes) Basel ii: The sections of the accord in an easy to read format. www.basel-ii-accord.com Basel ii Compliance Portal Information about the Basel ii Accord and market, the challenges and the opportunities: What is Basel ii, the Accord, the BIS, the BCBS, Operational Risk, Market Risk, Credit Risk, Securitization, Liquidity Risk, Basel ii Association, Certification, Jobs, Forum, Software, Books, Basel ii and Hedge Funds, Basel ii Offshore, Basel iii www.basel-2.org Capital Requirements Directive (Information and documents used in our compliance training classes) The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format. www.capital-requirements-directive.com Capital Requirements Directive Training Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union www.capital-requirements-directive-training.com Basel iii Accord (Information and documents used in our compliance training classes) Basel iii: What is wrong in Basel ii – What will be included in the “even more sensitive” accord, Basel iii. www.basel-iii-accord.com Basel 3 Compliance Portal Under Construction. Collection of documents and information about Basel 3. Future needs, jobs, challenges and opportunities. www.Basel-3.org Basel ii, Structured Products and Securitization (Information and documents used in our compliance training classes) Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold www.basel-ii-securitization.com The EU Reinsurance Directive (Information and documents used in our compliance training classes) Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union’s Financial Services Action Plan, which aims to create a single market in financial services in the European Union. www.reinsurance-directive.com Reinsurance Directive Training Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union. www.reinsurance-directive-training.com 
B.
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International Association of Risk and
Compliance Professionals (IARCP)
The IARCP offers
two certified training courses:
A. Certified Risk and
Compliance Professional (CRCP) - Prep Course (5 days)B. Information Systems Risk and Compliance Professional (ISRCP) - Prep Course (5 days), that lead to the certifications: A. Certified Risk and Compliance Professional (CRCP) B. Information Systems Risk and Compliance Professional (ISRCP) Membership is free. www.risk-compliance-association.com Compliance Officer Sarbanes Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative Investments, HIPAA Compliance, Compliance and the EU, AML Compliance, Insider Trading, PCI Compliance, Privacy and Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA Compliance, FISMA Compliance, Compliance and the Board, Ethics and code of conduct, Chief Compliance Officer, Environmental Compliance, Compliance Jobs, Compliance Software, Training, Books, Certification, Forums www.compliance-officer.org Compliance Jobs Compliance Jobs. Case Study. Training and Certification. Membership in the IARCP www.compliance-jobs.net Chief Compliance Officer The role of the Chief Compliance Officer, Challenges for the Chief Compliance Officer, Books for the Chief Compliance Officer, Chief Compliance Officer Jobs, Training, Forums www.chief-compliance-officer.org Risk Officer The Role of the Risk Officer. Credit, Market, Operational, Reputational, Legal Risk Training, Certification, Associations, Jobs, Books for the Risk Officer www.risk-officer.com Risk Jobs Risk Jobs. Case Study. Training and Certification. Membership in the IARCP www.risk-jobs.com Chief Risk Officer The new evolving role of the Chief Risk Officer. Training, Certification, Associations, Jobs, Books for the Chief Risk Officer www.chief-risk-officer.com Compliance Training Portal Sarbanes Oxley Compliance Training, MiFID Training, Basel ii Compliance Training, Capital Requirements Directive Training, Compliance Training for the Board, E-SOX Training, Compliance Training for the Risk Committee, J-SOX Training, HIPAA Training, Solvency ii Training, AML Training, UCITS III Training, PCI Training, Arbitrage Training, OSHA compliance training, Compliance Training for Hedge Funds, Ethics and Code of Conduct Training, CISSP Training, Compliance Training Books www.compliance-training.net
C.
Training for the Board of Directors
The International Association of
Potential, New and Sitting Members of the Board of Directors
(IAMBD) offers two certified courses and two
certifications:The certified courses are: A. Certified Member of the Board of Directors (CMBD) - Prep Course (3 days) B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) - Prep Course (2 days), that lead to two certifications: A. Certified Member of the Board of Directors (CMBD) B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) Membership is free. www.members-of-the-board-association.com Board of Directors Compliance Training Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive. www.board-of-directors-compliance-training.com Risk Committee of the Board of Directors (Information and documents used in our compliance training classes) The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed. www.risk-committee.com Risk Committee Training Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide “evidence” and keep records and documents for years, and to new regulatory and legal obligations. www.risk-committee-training.com Basel ii Training for the Board of Directors The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage. www.basel-ii-board-directors.com MiFID Training for the Board of Directors The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage. www.mifid-board-directors.com
D.
Hedge Funds
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International Association of Hedge Funds Professionals
(IAHFP)
For
hedge funds managers, administrators, analysts, mathematicians,
consultants, product developers, and reporting, tax, pr, sales and
marketing professionals.
We
have to explain to the world what hedge funds professionals and
their consultants do in order to make money. The challenges, the
difficulties, the risks, the nights without sleep, the
tension.
www.hedge-funds-association.com
Hedge Funds Portal
What
is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers, Hedge
Fund Management, Hedge Funds Association, Certification, Strategies,
Jobs, Software, Books, Forums
www.hedge-fund-manager.net
Hedge Funds Compliance
Training
Hedge
Funds, Collective Investments, Structured Products, and the
directives of the European Union. UCITS iii, MiFID, 8th Company Law,
Capital Requirements Directive, legal structures, marketing of
funds, management and administration at the 30 countries of the
European Economic Area
www.hedge-funds-compliance.com
Alternative Investments
Portal
What
is an Alternative Investment, Commodity Trading, Private Equity,
Venture Capital, Commodity Futures, Commodity Exchanges, Financial
Derivatives, Collectors and Hobbyists, Investing in Art, Wine
Investment, Absolute Return Funds, Alternative Investment Books,
Financial Derivatives Books, Alternative Investment Jobs, Forum,
Association, Software
www.alternative-investment-market.net
Regulatory Arbitrage
Regulatory
Arbitrage is the practice of taking advantage of a regulatory
difference between two or more markets.
Our
key goal is to generate alpha, excess return over market
performance. Alpha has always to do with the skills of the hedge
fund manager. Skill-based investing makes the real
difference.
www.regulatory-arbitrage.com
Anti-Algorithmic
TradingAlgorithmic trading is the use of computer systems, programs and advanced mathematical models for entering trading orders. More and more often algorithms, not humans decide on aspects such as the timing, price and the quantity of orders. Trading is very similar to war, and information is always a weapon. www.anti-algorithmic-trading.com Hedge Fund Club An adventure into the world of hedge funds and money management, for the children of Very High Net Worth Individuals. Customized, individualized, hands-on, one-on-one training. www.hedge-funds-club.com
E.
Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley
Training
Courses
designed to provide with the knowledge and skills needed to
understand and support Sarbanes-Oxley
compliance.
www.sarbanes-oxley-training.com
Sarbanes Oxley Compliance
Portal
Information
about the Sarbanes Oxley Act and market, the challenges and the
opportunities: What is Sarbanes Oxley, the Act, Sarbanes Oxley 404,
302, Association, Certification, Jobs, Forum, Software, Books,
E-SOX, J-SOX
www.sarbanes-oxley-compliance.org
J-SOX Training in
Japan
Course:
"From SOX to J-SOX: Lessons Learned from the Implementation of
Sarbanes Oxley Act in the USA
and the World"
www.j-sox-training.com
Sarbanes Oxley
Act
(Information
and documents used in our compliance training
classes)
Sarbanes-Oxley
Compliance: The Act in
an easy to read format, Auditing
Standards, resources.
www.sarbanes-oxley-act.biz
Membership
in the Sarbanes Oxley Compliance Professionals
Association
makes
you stand out from the crowd. You prove that you are a professional
who cares, learns, and belongs to a global community of
professionals. Benefits, resources, jobs. 15+
of the best headhunters of the world are members of our association
and add the members in their database, so you may have new
opportunities.
www.sarbanes-oxley-association.com
The 8th Company Law
Directive
(Information
and documents used in our compliance training
classes)
The
8th Company Law Directive is similar to the US
Sarbanes Oxley Act. This directive is called the European Sarbanes
Oxley. Although there are important similarities, there are also
very important differences.
The
directive in an easy to read format.
www.8th-company-law-directive.com
European Sarbanes
Oxley
(Information
and documents used in our compliance training
classes)
After
the US
Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX)
and the European Sarbanes Oxley Act (8th Directive in the context of
the European Union’s Financial Services Action Plan).
www.european-sarbanes-oxley.com
8th Company Law
Training
The
European Sarbanes Oxley: Similarities and differences between 8th
Company Law Directive of the European Union and the Sarbanes-Oxley
Act of the USA.
Implementation and compliance training and presentations.
www.8th-company-law-training.com
F.
Financial Services Action Plan of the EU
Financial Services to European
ClientsProviding Financial Services to the European Clients - For banks and financial organizations of non- EEA countries Opportunities for regulatory arbitrage and competitive advantage for banks, financial organizations, hedge funds, collective investment firms and SIVs of countries outside the European Economic Area. www.european-client.com The Financial Services Action Plan There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector. www.financial-services-action-plan.com The Markets in Financial Instruments Directive (MiFID) (Information and documents used in our compliance training classes) MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format. www.markets-in-financial-instruments-directive.com MiFID Training Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore. www.mifid-training.net European Savings Tax Directive (ESD) (Information and documents used in our compliance training classes) Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format. www.savings-tax-directive.com Financial Conglomerates Directive (Information and documents used in our compliance training classes) The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis. The directive in an easy to read format. www.financial-conglomerates-directive.com UCITS iii training From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes. www.ucits-iii-training.com European Exchange Traded Funds (ETFs) (Information and documents used in our compliance training classes) In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA www.european-exchange-traded-funds.com European Exchange Traded Funds Training (ETFs) UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries. www.etf-training.com UCITS iii (Information and documents used in our compliance training classes) UCITS stands for Undertakings for Collective Investments in Transferable Securities The UCITS iii directive consists of two directives that regulate funds sold across the EEA www.ucits-iii.com
G.
Other Web Sites
Compliance LLC
Compliance
LCC is a leading provider of Basel
ii, Sarbanes Oxley, MiFID and the European Union's Financial
Services Action Plan training, executive coaching and consulting in
more that 30 countries
www.compliance-llc.com
Off Balance
Sheet
(Information
and documents used in our compliance training
classes)
From
Enron and BCCI, to the Sarbanes-Oxley Act and Basel
ii.
Off
Balance Sheet Entities and items. If a company has an asset or a
liability, and it's not on the balance sheet, then where is
it?
www.off-balance-sheet.com
Legal Risk and Compliance
Research
Project
(Information
and documents used in our compliance training
classes)
Legal
Risk: The Achilles Heel of Corporate
Governance.
www.legal-risk.com
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